1 00:00:05,300 --> 00:00:06,300 Good morning. 2 00:00:06,880 --> 00:00:10,400 Today, we are going to start a more detailed analysis of the American 3 00:00:10,600 --> 00:00:11,740 system of federalism. 4 00:00:12,460 --> 00:00:16,460 The first idea to remember is that federalism must be differentiated 5 00:00:16,660 --> 00:00:19,400 from both confederacies and unitary systems. 6 00:00:20,520 --> 00:00:24,420 A confederacy refers to a system with a weak central government, 7 00:00:24,620 --> 00:00:29,360 which derives its power, but no independent sovereignty, from powerful 8 00:00:29,560 --> 00:00:32,800 sovereign units, as was the case under the Articles of Confederation 9 00:00:33,000 --> 00:00:33,760 before the U.S. 10 00:00:33,960 --> 00:00:36,420 Constitution was ratified, as we saw last week. 11 00:00:37,360 --> 00:00:40,520 Pursuant to the Articles of Confederation, the States alone 12 00:00:40,720 --> 00:00:42,860 were sovereign, not the Confederacy. 13 00:00:43,560 --> 00:00:47,420 Conversely, a unitary system is a system in which there is a strong, 14 00:00:47,820 --> 00:00:50,720 centralized national government, which is the sovereign, 15 00:00:50,940 --> 00:00:54,480 and which delegates some of its powers and powers to subunit, 16 00:00:54,680 --> 00:00:59,060 as is the case in France where région and département are granted 17 00:00:59,260 --> 00:01:02,340 power but no independent sovereignty by the central government. 18 00:01:04,560 --> 00:01:08,360 American federalism is a hybrid between a confederacy and a unitary 19 00:01:08,560 --> 00:01:11,520 system because each level of government, state and federal, 20 00:01:12,100 --> 00:01:16,620 exists independently of the other, and neither can abolish the other. 21 00:01:17,460 --> 00:01:20,880 History shows constant tensions around the question of how much 22 00:01:21,080 --> 00:01:22,780 power should be granted to the Federal Government. 23 00:01:23,620 --> 00:01:26,860 Keep in mind that issues related to those tensions are not raised 24 00:01:27,060 --> 00:01:29,740 in the same way as they would in France because the sub-units 25 00:01:29,940 --> 00:01:34,160 that States are have kept a lot of power and powers and quite strongly 26 00:01:34,360 --> 00:01:36,880 defend them against federal interference even today. 27 00:01:38,580 --> 00:01:42,060 Racial segregation is a possible example of the power of the States. 28 00:01:42,520 --> 00:01:46,360 Indeed, segregation in public schools continued even after it was considered 29 00:01:46,560 --> 00:01:49,400 unconstitutional in 1954 in the U.S. 30 00:01:49,600 --> 00:01:51,820 Supreme Court's decision Brown v. 31 00:01:52,020 --> 00:01:56,580 Board of Education as many schools were only integrated years later. 32 00:01:57,360 --> 00:02:00,840 This shows that States did not apply the decision of the U.S. 33 00:02:01,040 --> 00:02:02,360 Supreme Court straight away. 34 00:02:03,120 --> 00:02:06,780 Another different example is marijuana, which is allowed in some States 35 00:02:06,980 --> 00:02:08,880 but forbidden at federal level. 36 00:02:10,440 --> 00:02:13,380 To give you an idea of how important the issue of the power of the States 37 00:02:13,580 --> 00:02:16,840 is, I would like now to talk a little about the issue of 38 00:02:17,040 --> 00:02:17,800 nullification. 39 00:02:18,620 --> 00:02:22,880 Supporters of States' rights and powers, even today, think that 40 00:02:23,080 --> 00:02:27,540 a State should be allowed to nullify federal laws, that is, to declare 41 00:02:27,740 --> 00:02:30,740 them unconstitutional within the boundaries of the State. 42 00:02:31,300 --> 00:02:34,940 That is against the text of the Constitution, which clearly states 43 00:02:35,140 --> 00:02:36,680 that federal laws and the U.S. 44 00:02:36,880 --> 00:02:39,200 Constitution prevail over state laws. 45 00:02:40,280 --> 00:02:43,460 If you look at history, a party, the Nullifier Party, 46 00:02:43,660 --> 00:02:46,940 was created in 1828 by Joseph Calhoun, 47 00:02:47,140 --> 00:02:48,720 who was Vice-President of the U.S. 48 00:02:48,920 --> 00:02:53,000 at that time, to promote that idea, among others, and was considered 49 00:02:53,200 --> 00:02:55,960 at that time to be a third American political party. 50 00:02:57,160 --> 00:03:01,680 The nullification crisis started when Congress passed laws imposing 51 00:03:01,880 --> 00:03:06,780 tariffs on goods from outside markets which aimed to protect the American 52 00:03:06,980 --> 00:03:11,720 industry, but left aside the Southern industries of cotton and tobacco. 53 00:03:12,400 --> 00:03:16,460 Supporters of nullification in South Carolina adopted an Ordinance 54 00:03:16,660 --> 00:03:20,780 of Nullification at State level, declaring the tariffs null and void, 55 00:03:21,300 --> 00:03:24,180 and threatened secession if the Federal Government did not lower 56 00:03:24,380 --> 00:03:25,400 the controversial tariffs. 57 00:03:26,160 --> 00:03:30,340 Senator Hayne, from South Carolina, is famous for declaring that State 58 00:03:30,540 --> 00:03:33,760 sovereignty allowed the nullification of federal laws which violated 59 00:03:33,960 --> 00:03:34,740 States' rights. 60 00:03:35,820 --> 00:03:37,020 Fortunately, the U.S. 61 00:03:37,220 --> 00:03:41,840 Congress found a compromise, again, which allowed both sides to claim 62 00:03:42,040 --> 00:03:43,540 they had prevailed in the conflict. 63 00:03:44,460 --> 00:03:48,140 Nonetheless, that crisis was a crucial moment in American history 64 00:03:48,340 --> 00:03:52,300 since it was the first time that tensions around the issue of state 65 00:03:52,500 --> 00:03:56,940 and federal authority almost triggered a civil war. 66 00:03:57,840 --> 00:04:01,100 Apart from the historical reasons, there are also constitutional reasons 67 00:04:01,300 --> 00:04:03,360 why States are still so powerful. 68 00:04:03,900 --> 00:04:07,100 The first reason is that one of the pillars of federalism is popular 69 00:04:07,300 --> 00:04:08,060 sovereignty. 70 00:04:08,620 --> 00:04:12,140 Each government, state and federal, is elected by the People, 71 00:04:12,420 --> 00:04:13,640 which is the sovereign. 72 00:04:14,320 --> 00:04:17,620 As a consequence, neither the States nor the Federal Government can 73 00:04:17,820 --> 00:04:18,740 abolish the other. 74 00:04:19,280 --> 00:04:22,780 That is why there is no real hierarchy between the States and the Federal 75 00:04:22,980 --> 00:04:26,620 Government, even though one speaks of two "levels" of government, 76 00:04:26,840 --> 00:04:30,560 and federal laws prevail over state laws, as we shall see later. 77 00:04:31,360 --> 00:04:35,060 Moreover, like the Federal Government, each State has an elected leader 78 00:04:35,260 --> 00:04:38,120 of the executive, the governor, an elected legislature, 79 00:04:38,360 --> 00:04:42,320 which is bicameral except in Nebraska, where there is only one chamber, 80 00:04:42,780 --> 00:04:46,000 and a court system with one (and in some states two) 81 00:04:46,200 --> 00:04:48,080 supreme court at its apex. 82 00:04:49,400 --> 00:04:53,460 Each State has its own constitution, passes its own laws, 83 00:04:53,900 --> 00:04:57,280 levies its own taxes, and has its own budget and educational 84 00:04:57,480 --> 00:04:58,240 system. 85 00:04:58,640 --> 00:05:02,260 In addition, state power is specifically described in the 10th 86 00:05:02,460 --> 00:05:03,220 Amendment to the U.S. 87 00:05:03,420 --> 00:05:07,280 Constitution, which reads, "The powers not delegated 88 00:05:07,480 --> 00:05:10,480 to the United States by the Constitution, nor prohibited by 89 00:05:10,680 --> 00:05:14,000 it to the States, are reserved to the States respectively, 90 00:05:14,280 --> 00:05:15,200 or to the People". 91 00:05:15,400 --> 00:05:18,700 Here, it is obvious that the powers of the Federal Government are defined 92 00:05:18,900 --> 00:05:21,800 and limited, whereas the powers of the States are residual, 93 00:05:22,340 --> 00:05:26,040 which means that what has not been delegated remains with the States, 94 00:05:26,240 --> 00:05:28,540 and ultimately the People, which is the real sovereign. 95 00:05:29,460 --> 00:05:33,040 The residual nature of the powers of the States is of course due 96 00:05:33,240 --> 00:05:35,260 to the history of the building of the United States, 97 00:05:35,560 --> 00:05:39,800 since States pre-existed the Union, as we have seen, but it is also 98 00:05:40,000 --> 00:05:41,260 a constitutional notion. 99 00:05:41,460 --> 00:05:45,560 Now, what powers exactly have been delegated by the States to the 100 00:05:45,760 --> 00:05:46,520 Federal Government? 101 00:05:46,720 --> 00:05:50,320 Well, what is necessary for a group of States to become one country. 102 00:05:50,700 --> 00:05:54,220 Mainly, first, relationships with foreign countries, either in times 103 00:05:54,420 --> 00:05:57,740 of peace, through foreign affairs, diplomacy, immigration, 104 00:05:58,140 --> 00:06:01,680 or in times of war, with the army and war powers that have been granted 105 00:06:01,880 --> 00:06:05,260 to the Federal Government to defend the country against foreign invaders. 106 00:06:06,180 --> 00:06:09,340 Second, the power to facilitate commercial relationships among 107 00:06:09,540 --> 00:06:13,000 States with the coining and printing of money, which means uniformity 108 00:06:13,200 --> 00:06:16,640 of currency, and the enactment of federal laws governing interstate 109 00:06:16,840 --> 00:06:17,600 commerce. 110 00:06:18,540 --> 00:06:22,020 However, there are powers that are shared by the two levels of 111 00:06:22,220 --> 00:06:25,300 government, and that sharing of powers is the second pillar of 112 00:06:25,500 --> 00:06:26,260 federalism. 113 00:06:26,680 --> 00:06:30,660 For example, both States and the Federal Government levy their own 114 00:06:30,860 --> 00:06:33,440 taxes, pass laws, and set up their own courts. 115 00:06:34,020 --> 00:06:37,000 That creates tensions, and the US Constitution provides 116 00:06:37,200 --> 00:06:40,980 for some remedies, especially in Articles IV and VI, which will be 117 00:06:41,180 --> 00:06:42,700 examined next week in more detail. 118 00:06:44,240 --> 00:06:47,260 Over time, there has been an evolution of the relationships between the 119 00:06:47,460 --> 00:06:48,500 Federal Government and the States. 120 00:06:49,020 --> 00:06:52,520 One could divide the American history and that aspect into three main 121 00:06:52,720 --> 00:06:53,480 periods. 122 00:06:53,680 --> 00:06:57,340 The first one, until 1857, was a period of expansion of the 123 00:06:57,540 --> 00:07:00,320 powers of the Federal Government to the detriment of those of the 124 00:07:00,520 --> 00:07:01,280 States. 125 00:07:01,740 --> 00:07:04,620 This was based on two clauses of the US Constitution. 126 00:07:04,820 --> 00:07:08,120 Article I, Section 8, called the Necessary and Proper Clause, 127 00:07:08,540 --> 00:07:12,980 because it grants Congress the power to 3make all laws which shall 128 00:07:13,180 --> 00:07:17,180 be necessary and proper for carrying into execution the foregoing powers, 129 00:07:17,500 --> 00:07:20,980 and all other powers vested by this Constitution in the Government 130 00:07:21,180 --> 00:07:24,260 of the United States, or in any department or officer 131 00:07:24,460 --> 00:07:25,340 thereof; 132 00:07:26,580 --> 00:07:29,520 And the Supremacy Clause, which established that federal 133 00:07:29,720 --> 00:07:33,000 law is above state law, and that the US Constitution is 134 00:07:33,200 --> 00:07:34,740 the highest law of the land. 135 00:07:36,300 --> 00:07:39,640 The US Supreme Court played an important role by deciding to grant 136 00:07:39,840 --> 00:07:42,840 itself the power of judicial review, that is, the power to decide whether 137 00:07:43,040 --> 00:07:46,760 a law, state or federal, is constitutional, and to strike 138 00:07:46,960 --> 00:07:48,140 it then when it is not. 139 00:07:49,060 --> 00:07:53,720 In the case Mabury v Madison, decided in 1803, Chief Justice Marshall said 140 00:07:54,060 --> 00:07:58,580 3It is emphatically the province and duty of the judicial department 141 00:07:58,780 --> 00:08:01,400 to say what the law is. 142 00:08:02,180 --> 00:08:08,300 The second period, from 1857 to 1937, was a period of dual federalism, 143 00:08:08,640 --> 00:08:13,320 during which the USSC supported States' interests more by more 144 00:08:13,520 --> 00:08:15,500 clearly restricting federal power. 145 00:08:16,740 --> 00:08:20,340 Today's period is one of cooperative federalism in which the Federal 146 00:08:20,540 --> 00:08:24,220 Government and States cooperate, often with the Federal Government 147 00:08:24,420 --> 00:08:27,780 giving States money to implement policies that have been decided 148 00:08:27,980 --> 00:08:29,340 at federal level. 149 00:08:30,820 --> 00:08:33,940 Overall, however, since the US Constitution was ratified, 150 00:08:34,140 --> 00:08:36,860 the Federal Government has managed to extend its power. 151 00:08:37,520 --> 00:08:41,720 In the 20th and 21st centuries, the main examples of that expansion 152 00:08:41,920 --> 00:08:44,260 are related to social security. 153 00:08:44,720 --> 00:08:48,100 With the New Deal under President Roosevelt in the 1930s, 154 00:08:48,300 --> 00:08:52,020 Medicare and Medicaid in the mid-1960s under President Johnson, 155 00:08:52,520 --> 00:08:56,440 and in 2010 under President Obama, the Affordable Care Act, 156 00:08:56,640 --> 00:08:58,200 also known as the Obamacare. 157 00:08:58,740 --> 00:08:59,700 That's it for today.